percent of the voting shares, or being a managing director, employee, staff, advisor with a regular monthly salary, person with controlling interest in such business. Not having any other characteristics
Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications : (1) In the case of the selected fund
Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications : (1) In the case of the selected fund
establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary Qualifications Main duties of a Trust
. The criteria for allocation must not induce or lead to corruption or wrongful benefits to the company. CEO or MD makes a list of sponsors T he Chief Executive Officer or the Managing Director (CEO or MD
, Certification and Consent of the Company's Director and Executive (Form 35-E1) Letter of Consent to Disclose Information (Inspection of the director and executive's qualification on the company's request) (Form
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
juristic person with the SEC Office and managing fund of the juristic person so established, in which case the juristic person's personnel may be appointed to participate in management of enterprise in which