SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual
amend its rules to be more flexible without too high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of
amend its rules to be more flexible without high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of fixed
Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules
Microsoft Word - วิเคราะห์Q162-ENG อ.พงษ์ REVISE 13 May 2019 Subject :Management discussion and analysis of financial statement for three-month period ended 31 March 2019 Attention :Director and
Microsoft Word - วิเคราะห์Q262-ENG อ.พงษ์ REVISE 14 August 2019 Subject :Management discussion and analysis of financial statement for three-month period ended 30 June 2019 Attention :Director and
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
Bangkok, April 8, 2011 - The SEC is proposing revision to regulations on investment of provident funds (PVDs) to allow fund members to diversify their investment properly and to support PVDs with multiple investment policies. The proposed amendments are as follows: (1) Investment ratio of PVDs with multiple investment policies (master fund) will be separately calculated by each policy (sub fund) instead of the whole master fund. This policy-based calculation will also apply to investmen...
investors and beneficial owners of Thai nationality (“Thai investors”) to convert NVDR to common shares. In support of the amendment, the SEC has introduced the fee waiver regulations with the key points