Issuer: requirements of financial and non-financial information for initial public offering and ongoing disclosures. o Securities Business: regulations and standards in granting license, supervision, and
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
ทรัพย์เพิ่มเติม ทั้งข้อมูลทางการเงินและข้อมูลเชิงคุณภาพ ตั้งแต่การเสนอขายเป็นครั้งแรก (initial public offering) ตลอดจนมีการเปิดเผยข้อมูลที่จำเป็นต่อการตัดสินใจลงทุนตลอดเวลา (ongoing) เพื่อให้สอดคล้องตาม
) Engaging in activities which under normal circumstances are not expected roles of the board, including day-to-day management and decisions (such as procurement and staffing), ongoing monitoring that conduct
purpose. Explanation The following are examples of indicators of financial risk or difficulties to the company’s sustainability: (1) ongoing losses (2) poor cash flow (3) incomplete financial records
following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven business days under the common regional standards; (2) In the case of an Asia Region Funds Passport