all services performed for clients, including services performed by entities closely aligned through common employment and other means, and evaluating whether any of those services might impair
. · Indications that the client might be involved in any criminal activities. · The reasons for the proposed appointment of the firm and nonreappointment of the previous firm. · The identity and business reputation
considered by the concerned agency that he or she has participated in causing damage or might be responsible for the damage occurring to the above mentioned company. Date of the incident
person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent reason, which might indicate an
or having been an executive of the ………… Company who was considered by the concerned agency that he or she has participated in causing damage or might be responsible for the damage occurring to the
structure: (i) That is aimed at cooperation, and (ii) That is clearly aimed at profit or cost-sharing or shares common ownership, control or management, common quality control policies and procedures, common
the data center, the backup site, and network equipment employed areas (i.e., floor switches or routers) that might cause damages to the organization’s information and information processing facilities
part of a network under common monitoring policies and procedures: (a) Whether the firm receives the overall scope, extent and results of the monitoring process annually; and (b) Whether the firm is
purpose of standardizing the operating control of brokerage and dealing of securities that are not debt instruments, the SEC Office hereby issues the following preliminary common guidelines for securities
ตราสารทุน · หุ้นสามัญ (Common Stock) เป็นตราสารประเภทหุ้นทุน ซึ่งออกโดยบริษัทมหาชนจำกัดที่ต้องการ ระดมเงินทุนจากประชาชน โดยผู้ถือหุ้นสามัญจะมีสิทธิร่วมเป็นเจ้าของบริษัท มีสิทธิในการออกเสียงลงมติในที่ประชุม