statements shall be audited by auditor on the Office of the Securities and Exchange Commission’s approved list. 2. Where a common control combination involving the issuer has occurred at any time during the
securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of
Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly
transaction is a related party transaction. ) The adoption of accounting standards is subject to the scope of Business combinations under common control of the Securities and Exchange Commission. The details
purpose of standardizing the operating control of brokerage and dealing of securities that are not debt instruments, the SEC Office hereby issues the following preliminary common guidelines for securities
เดียวกัน (under common control) ใหจัดทํางบการเงินรวมที่แสดงถึงผลของการรวมธุรกิจดังกลาว เสมือนวามกีารรวมธุรกิจเกิดขึ้น ตั้งแตวนัเริ่มตนงวดปบัญชี 2 ปลาสุด หรือตั้งแตวนัที่มีการรวมกิจการ แลวแตวันใดจะ
foreign counterparts. Significant progress has been made in 2009. The common ASEAN and Plus Disclosure Standards were adopted for cross-border securities offering in ASEAN, which at the very first stage is
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please
นสามัญ (Common share) หุนบุริมสิทธิ (Preferred share) ใบสําคัญแสดงสิทธิที่จะซื้อหุน (Warrant) 4. ผูถือหลักทรัพยแทนกรรมการ/ผูบริหาร/ ผูสอบบัญชี (ถามี) Any person holding securities for on behalf