Mr. Satja Janetumnugul Between April 30 – 10 May, 2012, Mr. Satja Janetumnugul, the chairman of the board of director of Rayong Purifier Public Company Limited (RPC), purchased 490,000 shares

notification of the Capital Market Supervisory Board. He later filed the reports (Form 59-2) to the SEC Office on January 21, 2019. SEC Act S.59 Settlement Committee Meeting No. 1/2020 Settlement Committee

in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of debt instruments. SEC Act

specified in the notification of the Capital Market Supervisory Board. Mr. Woraphant later filed the report (Form 59-2) to the SEC Office on March 25, 2020. SEC Act S.59 Settlement Committee Meeting No. 3

notification of the Capital Market Supervisory Board. She later filed the reports (Form 59-2) to the SEC Office on November 28, 2018. SEC Act S.59 Settlement Committee Meeting No. 1/2020 Settlement Committee

Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to

Market Supervisory Board. Mrs. Phenchan later filed the reports (Form 59-2) to the SEC Office on December 27, 2019. SEC Act S.59 Settlement Committee Meeting No. 1/2020 Settlement Committee Order No. 3

, failed to comply with the rules, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management

Supervisory Board No. TorThor. 39/2555 within 3 months as from the date on the date of removal. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020

notification of the Capital Market Supervisory Board by calculating net capital in accordance with Form Bor. Lor. 4/1 incorrectly in the amount of 7 cases. SEC Act S.97 Settlement Committee Meeting No. 1/2020