supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
178,713,420.36 31,807,149.07 1,643,024.07 2 5 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities Trading Activities *This offense was committed
statement provided on the SEC website. (2) Applicable laws3 Specify the applicable laws on debt securities 1.1.4 Clarify the obligations to which the Company has committed in the registration statement for
committed by its members, and punishment imposed on its members, as well as any other information obtained during the course of business operation as a derivatives clearing house that is material when making
committed to the stability, safety and consider to all interested persons. Sincerely Yours, Mr.Thakoon Boonparn Managing Director
, forums, events and other jobs. The company will continue making a profit and a better direction in the future. Please note that Matichon Public Co., Ltd has always been committed to the stability, safety
Thailand in making harmonious transition towards net zero society as committed 3. ESG Risk Management: Incorporate ESG into risk management processes 4. Financial Products: Utilize digital technology to
Criminal Fine File Criminal Complaint *Some offenders may committed more than one offense. Page 1 of 6 Statistics of Criminal Actions (As of 31 December 2023) Fraud Fail to exercise duty of care Disclosure
Criminal Fining Committee (“CFC”) on who committed the following offenses in accordance with: Section 317 of SEA Section 155 of DA Section 94 of TCMA Section 42 of PVDA Section 43 of SPVA
continual satisfactory growth. The SEC, as regulator and facilitator, remains committed to oversee and develop the Thai capital market to attain efficiency, transparency, integrity and be able to compete