proceedings instituted by the authorities in accordance with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences relating to property committed
must not exceed the maximum limits specified in the scheme and the prospectus of the offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may
relating to property committed https://www.sec.or.th/EN/Pages/LawandRegulations/MinistrialNotificationMNSEAPVD-8Notification.aspx < > > < > > Previous First ... 13 14 15 16 Last Next
Duty). One year from the day when the wrongful act and person bound to make compensation become known to the injured person, or ten years from the day when the wrongful act was committed. Breach of
actions: 1. Suspend a filing of a new application for normal or automatic approval for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public
known to the injured person, or ten years from the day when the wrongful act was committed. Breach of Contract Case The injured person claims compensation from a person who does not abide by the contract
, such party has the right to appeal. Moreover, the court may impose any of the following measures, along with imprisonment and fine, on whom committed any offense under Section 278, Section 281/2
/ employee. If securities are allocated to directors, it must state the eligibility criteria for ESOP / maximum number for each person. Allocation to directors / staff must be at a price and conditions not