) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1), the securities company must gather information on name, last

identity using reliable sources of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1

Administrative Sanction Clause 6. When the SEC Office has gathered the facts and preliminarily considered that any person has the behavior that should be subject to the administrative sanction, the following

178,713,420.36 31,807,149.07 1,643,024.07 2 5 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities Trading Activities *This offense was committed

with the five core components of the SLBP 2020. Our sources of information are multichannel, combining data from (i) public information gathered from public sources, press content providers and

committed to the stability, safety and consider to all interested persons. Sincerely Yours, Mr.Thakoon Boonparn Managing Director

, forums, events and other jobs. The company will continue making a profit and a better direction in the future. Please note that Matichon Public Co., Ltd has always been committed to the stability, safety

Thailand in making harmonious transition towards net zero society as committed 3. ESG Risk Management: Incorporate ESG into risk management processes 4. Financial Products: Utilize digital technology to

Criminal Fine File Criminal Complaint *Some offenders may committed more than one offense. Page 1 of 6 Statistics of Criminal Actions (As of 31 December 2023) Fraud Fail to exercise duty of care Disclosure

Criminal Fining Committee (“CFC”) on who committed the following offenses in accordance with:  Section 317 of SEA  Section 155 of DA  Section 94 of TCMA  Section 42 of PVDA  Section 43 of SPVA