dates on which such payments are due. 5. Describe any arrangement for transfer and any transfer restriction of the debt securities. 6. Disclose the currency the debt securities are denominated as well as
the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
website upon implementation of the MRF arrangement. 40. Upon receipt of the application documents, the SFC will have five working days to assess that all application documents have been duly and properly
Supervisory Board No. Tor Nor. 27/2554 Re: Commitment between the Unitholders of an Infrastructure Fund and the Management Company ______________________________ By virtue of Section 16/6 of the Securities and
specify rules related to funds in the following matters: (1) the details of the fund project; (2) the stipulation of the commitment between the unitholders and the management company; (3) the prospectus for
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
on this key step to safeguard the environment and spur sustainable national economic development. • Achievement of this goal is a testament to the strong leadership and commitment of the government and
Intermediary _____________________________ By virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement
5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of