SEC Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Tipsuda Thavaramara and Deputy Secretary-General Sirivipa Supantanet convened an executive meeting with the SEC Management to declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with the Ethical Standard Act B.E. 2562 (2019), which has come into force since 17 April 2019. Det...
, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit crime such as narcotic drugs and money laundering related crime because the transacting
providers, to be able to operate their businesses with more liquidity and effectiveness. The regulations also help business providers to dedicate their resources into excellent and appropriate goods and
market, and giving advice on relevant professional standards via a hotline channel. SEC Secretary-General Ruenvadee Suwanmongkol said: “For future plans, the SEC will continue to dedicate efforts to ensure
investment grade ratings bonds and (2) investment units of a mutual fund, which trades on every business day and does not have any restriction on transfer and pledge. In addition, such securities will be
Section 296 and Section 296/2 of the SEA, as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Chatchala, his assistance for Pinit to commit the offence was itself an offence liable
Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Malita, her assistance for Sarath to commit the offence was itself an offence liable to the punishments under the said provisions in conjunction with
Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not
knowledge and skills to exploit technological loopholes and commit more crimes. Therefore, as a regulatory agency, both the AMLO and the SEC must keep abreast of the latest information and technological
SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May, I commit myself to work closely with SET on holistic approach in order to enhance