home country where its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those

product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 In case of providing services to clients who are subject to the

investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 3 Repealed. Chapter 2 Specific Provisions related to Providing Services of Inbound Products Which Are

clients’ assets in convergence with the international standards of the International Organization of Securities Commissions (IOSCO).

having authority to control person under (1) to (3) or person under (1) to (3) having authority to control the other persons as specified by the notification of the Office. Part 3 Soft Commissions Clause

securities or assets in which the mutual fund invests, risks relating to the investment, types of investment units, procedures for purchase and sale of investment units, the relevant fees or expenses. This is

results not lower than Broadly Implemented or equivalent based on the Objectives and Principles of Securities Regulation of the International Organization of Securities Commissions (IOSCO) regarding

ใต้การกำกับดูแลของหน่วยงานกำกับดูแลต่างประเทศที่เป็นสมาชิก ของ International Organization of Securities Commissions (IOSCO) (2) มีวัตถุประสงค์ในการสร้างผลตอบแทนให้แก่ผู้ถือหน่วยในลักษณะที่แปรผัน โดยตรง

: _____________________________________________ 6) Is the foreign ETF subject to supervision of Home Regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify

ทะเบียน จากหน่วยงานกำกับดูแลหลักให้จัดตั้งโครงการดังกล่าว “ประเทศกลุ่มอาเซียน” หมายความว่า ประเทศกลุ่มอาเซียนที่เป็นสมาชิกของ International Organization of Securities Commissions (IOSCO) โดยเป็นพหุภาคี