to Securities Business SHARE : For More Information ContactUs Market Supervision Department Tel. +66 -2263-6021 Was this page helpful? Yes No Comment
to Securities Business SHARE : For More Information ContactUs Market Supervision Department Tel. +66 -2263-6021 Was this page helpful? Yes No Comment
Content Financial reporting and audit oversight Related Web Link The Federation of Accounting Professions (TFAC) The Department of Business Development, Ministry of Commerce The Revenue Department
audit quality control system of the audit firm. As such, the auditing must be carried out under the good quality control system both at firm level and engagement level. In response to the aforesaid, the
Registrar Association related to Securities Business SHARE : For More Information ContactUs Intermediaries Policy Department Tel. +66-2263-6574 Was this page helpful? Yes No Comment
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval
Content Management of Mutual Fund 25. Additional rules for long term funds (LTFs) (1) The mutual fund management company shall establish a system for redemption of investment units, and a system for
Content Management of Mutual Fund 25. Additional rules for long term funds (LTFs) (1) The mutual fund management company shall establish a system for redemption of investment units, and a system for
services such as having capital and staff capacities to offer services appropriately and sufficiently, operating on an information technology system with efficiency and security 3. Having a complete process
. (TSD); payment system infrastructure services for securities trading in the capital market currently operated by Finnet Innovation Network Co., Ltd. The outsourcing should be justifiably arranged and