, Price Waterhouse Co., Ltd. Member, Board of Governors, Stock Exchange of Thailand Academic Member, Accounting Profession Supervision Council, Ministry of Commerce 5 In de pe nd en t Au di t In sp ec ti on
Waterhouse Co., Ltd. • Member, Board of Governors, Stock Exchange of Thailand • Academic Member, Accounting Profession Supervision Council, Ministry of Commerce • President, Institute of Certified Accountants
stock availability before executing orders / post-trade monitoring of short and long sell transactions, ensuring efficient order processing systems Q3/2024 2.5 Establish a central platform for checking
แก้ไข / ยกเลิก ไว้ที่ 250 milliseconds ไตรมาส 3/2567 2.4 เพ่ิมคุณภาพการตรวจสอบ บล. • อาทิ การท า KYP ลูกค้าตัวกลาง / ตรวจสอบการมีหุ้นก่อนส่งค าสั่ง / มีระบบ post trade monitoring ธุรกรรม short / long sell
institution that already operates under the supervision of other regulatory authorities prior to obtaining a derivatives business license. (b) Change of position of the person who has already been approved by
, control and supervision of policies of the applicant; (b) work related to control, supervision and management of business units concerning investment advice, investment planning, analysis of investment or
, control and supervision of policies of the applicant; (b) work related to control, supervision and management of business units concerning investment advice, investment planning, analysis of investment or
_ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No OCMSET/6106/002 (Translation
Microsoft Word - from-EN.docx Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740
) The copy of memorandum of association of the company which certified by the company-partnership registrar of the Ministry of Commerce; □ (3) The copy of article of association which certified by the