decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called
. "securities dealing" means a purchase, sale of exchange, outside the Securities Exchange or an over-the-counter centre, of securities, for one's own account in the normal course of business. "investment
/ converting an online branch office to a full branch office: 5.1 Name of branch manager: ........................................................... 5.2 Branch manager is also an investment consultant. Yes No
” means a person who performs the duty of assisting decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by
supervision of policies of the applicant; (b) work related to control, supervision and management of business units concerning investment advice, investment planning, analysis of investment or products in the
, Property Development, A company entered into the service concession arrangement or the Joint Operation and Joint Investment with grantor, Emerging Markets)? If so how are above “normal risk” clients managed
, the Ministry of Commerce; (3) the updated regulations of the founding securities companies certified by the Office of Partnership Registration, the Ministry of Commerce. Clause 2 Any trade association
ทุนรวมอสังหาริม ทรัพย์และกองทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์ (Property Fund & Real Estate Investment Trusts) กองทุนรวมหรือ กองทรัสต์ที่มีวัตถุ ประสงค์นำเงินไปลงทุนในอสังหาริมทรัพย์ต่างๆ รายได้ มา
สังหาริม ทรัพย์และกองทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์ (Property Fund & Real Estate Investment Trusts) กองทุนรวมหรือ กองทรัสต์ที่มีวัตถุ ประสงค์นำเงินไปลงทุนในอสังหาริมทรัพย์ต่างๆ รายได้ มาจาก ค่าเช่า
appearing in the licensed operator’s list of shareholders submitted to the Ministry of Commerce. Clause 4 This Notification shall come into force from 1 December 2017. Notified this 31st day of October 2017