Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of

subsidiary which includes Memorandum of Association certified by the Ministry of Commerce, a copy of certificate issued by the Ministry of Commerce, a copy of the regulations certified by the Ministry of

such position, etc. Clause 6 Upon termination of approval for appointment of director or manager of a securities company, the securities company shall remove such person from the position or the duty

are expected to be held during June – September 2018 and the registration of a new company with the Ministry of Commerce is expected to take place during September 2018. บริษทั นามยง เทอร์มนัิล จ ากดั

should establish a guideline to ensure that the director candidates are able to perform fiduciary duties owed to the company, including the duty of care and the duty of loyalty. 3.2 In addition to a

operator shall remove such person from the position or the duty without delay. Clause 6 When a derivatives business operator has obtained, or is deemed to have obtained, an approval for appointment of

10120 TEL. 02-679-7357 (6 LINES) FAX. 02-285-6642 Bangkok 10120 September 2018 and the registration of a new company with the Ministry of Commerce is expected to take place during September 2018. As N.Y.K

DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning

: (1) a copy of the memorandum of association certified by the Ministry of Commerce; (2) a copy of the certificate of registration issued by the Ministry of Commerce; (3) a copy of the article of

• Key contribution: Only one other laboratories. Not all financial institutions can capture regulators. Regulator roles different. IMPORTANCE OF INVESTMENT ADVISERS IN USA FIDUCIARY DUTY • In USA