Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to reach or

of Business Development, the Ministry of Commerce, Nittimon’s action was in violation of Section 33, Section 102 and Section 105 of the Public Companies Act of 1992, which do not give chairman of

Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to exceed

Mr. Sarath Teganjanavanich During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public

Miss Malita Limlomwongse During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public

Diamond and Silverline Group Co., Ltd. Diamond and Silverline Group Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives

Mr. Sornnon Sudtiastasilp Between March 18, 2008 and October 9, 2008, Mr. Sornnon Sudtiastasilp colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company

Miss Naraporn Chuvessiriporn Between March 18, 2008 and October 9, 2008, Miss Naraporn Chuvessiriporn colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company

Miss Nacharat Sirithep Between March 18, 2008 and October 9, 2008, Miss Nacharat Sirithep colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company Limited

persons to continuously trade shares of Thaiyuanmetal Pubic Company Limited (TYM) (now known as The Steel Pubic Company Limited (THE)) through 9 securities trading accounts. They traded TYM shares in the