/ Registration    • Brokerage       ​​ о  Securities Brokerage       ​о  Derivatives Agent       ​о ​​ Guidelineon the commencement for operation of securities / derivatives business ​ ​    ​• Dealer       ​​ о

. TorThor. 8/2551) ​To be filed before the commencement date of branch office.​ ​Notifying Report on Location Change of Headquarter, Full Branch, or Cyber Branch (Form 98(9)-1) (Notification OrThor. 12/2543

duties with efficiency, fairness and transparency;  focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as