Center handles a complaint: ● SEC Help Center will commence handling of your complaint when it has been fully documented according to the SEC Complaint Procedure, which applies to all complaints in
The licensee to operate securities business in the category of investment advisory service shall commence securities business operation after the SEC Office, having completed its inspection, is of the
in form specified in the SEC’s Notification as published in the Government Gazette. Clause 11 The licensee to operate securities business in the category of private fund management shall commence
in form specified in the SEC’s Notification. Clause 10 The licensee to operate securities business in the category of mutual fund management shall commence securities business operation after the SEC
in form specified in the SEC’s Notification as published in the Government Gazette. Clause 11 The licensee to operate securities business in the category of private fund management shall commence