accountability in accordance with the professional code of ethics, auditing standards, and other additional regulations prescribed by the law governing securities and exchange. Yours sincerely, Signature

/EquityDebt/Pages/Auditors.aspx#Tabcontent2 2. การเพิ่มปริมาณผู้สอบบัญชีที่สามารถลงนามรับรองงบการเงินได้จะทำให้มีการกระจายงานและผู้สอบบัญชีทำงานได้ด้วยความทุ่มเทมากขึ้นและเพิ่ม accountability ให้แก่ผู้สอบบัญชี

undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. 4 _____________ Notification of the Securities and Exchange Commission No. KorKhor

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and

”) จึงเห็นว่า มาตรการหนึ่งที่จะเสริมสร้างให้ผู้บริหารและ Fund Manager ให้ความสำคัญในเรื่องดังกล่าว คือ การกำหนดให้บุคคลดังกล่าวมีความรับผิดชอบส่วนตัว (personal accountability) ในการปฏิบัติหน้าที่ดังกล่าว

for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification

undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange

, impersonation, delivery of chain e-mail, and disclosure of the organization’s sensitive information. 4. IT Asset Management 4.1. Responsibility for Assets Objective: To ensure that the critical IT assets are

responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 33

holding securities for investment by the securities company itself; (3) Bearing a responsibility for the clearing and settlement for securities. (As amended by Section 5 of the Securities and Exchange Act