Derivatives Intermediary before this Notification comes into force, the intermediary shall appoint the independent director as prescribed in the first paragraph of Clause 2 within 1 January 2016. Clause 4 In

to the date on which this Notification comes into force, the Office will consider the request for an exemption and notify the securities company of the results within 30 days from the date that this

from 1 September to 15 December of the year when the approval comes to an end. Division 3 Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated

) and (4) and Clause 9 shall be submitted as from 1 September to 15 December of the year when the approval comes to an end. Division 3 Termination of Approval Clause 18 The approval of personnel in the

any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force. Clause 8. This Notification shall come into

Management Business dated 17 February 1997 prior to the date on which this Notification comes into force, it shall be deemed that such service office is permitted to operate as a branch office under this

which this Notification comes into force. (2) In case of holding derivatives position, the derivatives broker may continue the holding for the remaining period and shall not extend or renew such contract

Exchange dated 22 December 2004 and its amendment, which are in force on the date on which this Notification comes into force, shall remain in force to the extent that they are consistent with or not

Notification comes into force onwards; (2) In case of the applicant under Clause 5(5), (6), (7), (8) and (9), the application shall be filed from 1 January 2012 onwards. Clause 12 In the case where the Office

the date this Notification comes into force shall continue to perform duties as fund manager provided that the person complies with the following conditions: (1) performing duties in accordance with the