. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1
that govern trading on its facilities is therefore an important element of the corporate governance framework. What traditionally were called “stock exchanges” today come in a variety of shapes and forms
, our capital market is poised to play an even greater role in Thailand’s sustainable progress and prosperity in the years to come. M E S S A G E F R O M T H E S E C R E T A R Y - G E N E R A L Thirachai
choose a default investment plan for members, for example, a life path-oriented plan that would adjust members? investment portfolios automatically and appropriately as they approach the retirement age
practical knowledge and skills in the area of securities law enforcement; ë Risk-Based Approach Supervision Seminar - an in-house training for the SEC staff with guest speakers from the UK Financial Services
transparent. The state should exercise its rights as a shareholder actively and in the best interests of the company. Asian economies should adopt a comprehensive approach to monitoring and curbing related
for capital raising and mobilization, and become an effective catalyst for sustainable progress and prosperity of the Thai capital market in the years to come. Thailand economic direction is driven by a
capital market. The SEC employs a collaborative approach to build relationships with and ensure engagement of relevant stakeholders. (2) Define clear intended outcomes within the scope of the SEC’s
to allocate their savings into investment properly Increase institutional investors as a vehicle to expand wider groups of investors SCE_Eng_p.17-32 10/29/04, 1:07 AM17 18 ● Adopted risk-based approach
of the Attorney General (OAG) for criminal prosecution. In enforcing the law using the above channels, the SEC takes the due process approach based on legal principles and available evidence while