their fund purchases and sales. g Investor returns are not a substitute for total returns but can be used in combination with total returns. Source: Morningstar Direct, Data as of 30 October 2015 Mind the

connecting peers around the world. The combination of responsibilities of boards and shareholders in a single set of Principles emphasises a mutual interest in protecting and generating sustainable corporate

of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self

equipped with knowledge and capability in trading futures contracts and protecting their own interest. Notification of the Securities and Exchange Commission No. KorThor. 3/2551 Re: Additional Determination

. The securities company shall provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging

Offering of any Type of Debt Securities dated March 13, 2009. 4 1. Provide information of the covenants that are aimed at protecting debt securities holders, under which the issuer is required to take or

audited by auditor on the Office of the Securities and Exchange Commission’s approved list. 2. Where a common control combination involving the issuer has occurred at any time during the latest two

benefits of members, investors or persons involved with the derivatives exchange, and at least one person of which shall be an investor or a person capable of protecting the benefits of investors, and at

4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in

, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company