may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection
offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
group on bribery OECD ICGN Statement and Guidance on Anti-Corruption Practices ICGN