offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection
offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection
: Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License in the Category of Investment Advisory Service B.E. 2545 By virtue of
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management
securities borrowing and lending business under Clause 1 means providing service, in normal course of business, to general public with a view to effectuating securities borrowing and lending, regardless of
of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the general public. Furthermore, we encourage uses of FinTech
of financial planning to really and to put into practice . In parallel, we support service providers of financial planning accessible by the general public. Furthermore, we encourage uses of FinTech
the Category of Mutual Fund Management B.E. 2545 (Repealed) Concerning Approval on Undertaking of Securities Business in the Category of Investment Advisory Service B.E. 2545 (Repealed