severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
collected from a mutual fund must specified in the schemes and the prospectus of the mutual fund. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of
prohibited.) The classification of the investment units shall be based on the following features: Classification Features Examples Class A Class B ( 1 ) F ees or expenses collected from the
of staff in the main fields, accumulated remuneration, labour disputes (if any) Anti-corruption Corporate Social Responsibility (CSR) Related party transaction Important points Does the company have