Perform duties as specified by laws and the trust instrument R elated Rules/Regulations The Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for
to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose name appears in the SEC Office's approved listed. Regulatory summary Related rules and
be persons who can perform duties to look after the benefits of members, investors and stakeholders. In addition, licensed derivatives exchanges must comply with the regulations of the SEC, such as
be persons who can perform duties to look after the benefits of members, investors and stakeholders. In addition, licensed derivatives exchanges must comply with the regulations of the SEC, such as
negligence to perform duties specified in the agreement; (2) The agreement contains a statement informing clients of the obligations of the clients with which they shall comply with in accordance with the
negligence to perform duties specified in the agreement; (2) The agreement contains a statement informing clients of the obligations of the clients with which they shall comply with in accordance with the
and causes damage. Insider Trading, Market Manipulation, and Fraud or Failure to perform duties (Fiduciary Duty). One year from the day when the wrongful act and person bound to make compensation become
or abetting thereof. If the aforesaid behaviors occurred more than ten years ago or such behavior is not severe to the extent that the person should not be entrusted to perform duty as auditor of
and causes damage. Insider Trading, Market Manipulation, and Fraud or Failure to perform duties (Fiduciary Duty). One year from the day when the wrongful act and person bound to make compensation become
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section