using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act

Ms. Jurairut Bonaitern Ms. Jurairut Bonaitern, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited

Mr. Riki Ishigami Mr. Riki Ishigami, the Chief Executive Officer for the operation of Group Lease Public Company Limited (GL) who is responsible for the operation of GL, shall be liable for GL's

Mr. Satit Vongpanakorn Mr. Satit Vongpanakorn, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the financial

Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of Scan Global Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the audited financial

Mr. Palits Phanpanit Mr. Palits Phanpanit, the managing director responsible for the operation of Yarnapund Public Company Limited (YNP), failed to supervise YNP to prepare and submit the annual

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the representative of the planner (TUCC), responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to

Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the financial

Mrs. Warinras Inkaew Mr. Warinras Inkaew, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the financial

Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of SCAN GLOBAL Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit the financial