management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company
liabilities and risk haircuts – to ensure that there are sufficient liquid assets to absorb losses, maintain stable financial status and, in the event of insolvency, prevent damage to client assets and the
has been executed, the private fund management company shall disclose the following information to its client: (1) Assessments of performance results of the private fund; (2) The name of the
has been executed, the private fund management company shall disclose the following information to its client: (1) Assessments of performance results of the private fund; (2) The name of the
trading orders of securities or derivatives of any client before completing the order of such client (Section 244/1 and Section 244/2) Group 3: Securities Price Manipulation
trading orders of securities or derivatives of any client before completing the order of such client (Section 244/1 and Section 244/2) Group 3: Securities Price Manipulation
รับและการคงไว้ซึ่งความสัมพันธ์กับลูกค้าและงานที่มีลักษณะเฉพาะ (Acceptance and Continuance of Client Relationships and Specific Engagements) การปฏิบัติงาน (Engagement Performance) ทรัพยากร (Resources
of client contact and services in the five steps as follows: 1) exploring and understanding customers 2) constructing an investment portfolio 3
of client contact and services in the five steps as follows: 1) exploring and understanding customers 2) constructing an investment portfolio 3