SHARE : SEC bolsters FinTech legislation to facilitate development and wider use of financial innovations Friday 20 October 2017 | No. 98 / 2017 Bangkok, 20 October 2017 ? The SEC is giving its full
ลงทุน (client asset ) 4 (11) ดําเนินธรุกิจและควบ https://capital.sec.or.th/webapp/phs/upload/phs1285314557LBDU_s01.pdf 20014038.pdf โรงแรมด้วยกลยุทธ์ asset -light โดยกำรรับ บริหำรและสญัญำเช่ำด ำเนินงำนใน
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the
client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is https://publish.sec.or.th/nrs/6086pe.doc บท
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
dealer-to-client transactions, non-dealer financial institution transactions accounted for 13 percent, while contractual saving funds, mutual funds, insurance and domestic companies totally accounted for
/News_Detail.aspx?SECID=7877 SEC public hearing on draft regulations regarding information disclosure and risk warnings to clients of digital asset business operators warnings regarding client asset keeping on their
- 3210 of 3,262 results Sort by: Relevance Date (Newest) Date (Oldest) 6324se.pdf entering into any transaction; (e) risk tolerance. Clause 32 For the purpose of knowing a client, an intermediary shall