A. RAP & Client Acceptance A.0 Risk Assessment Process for Acceptance and Continuance of Client Relationships and Specific Engagement element: Firm's Reference /Guidance Notes Description 1 What are
position at the client? (d) If not a partner – were they a former member of the engagement team within the last two years and have they joined the client as a director or in a key management position? 3
the SOQM areas they are responsible for? c) Please provide the date or expected date of the final SOQM's evaluation results for the latest period. d) Please provide the final evaluation result for SOQM
to key members of client management and those charged with governance? 8 Do engagement partners have the appropriate capabilities, competence, authority and time to perform the role? 9 Are the
policies and procedures and reference materials which include materials related to the client it serves? If yes, Please describe the policies and procedures. How does the firm ensure that all audit staffs
party because it is required to communicate about non-compliance with laws and regulations (NOCLAR) committed by a client to the appropriate regulator; - The firm may consider the network firm as a
บริษัท C 4 ….. 2.2 การลงทุนในบริษัทอื่น 1 บริษัท D 2 …. 3 ….. 2.3 การลงทุนในสินทรัพย์อื่น 1 (ระบุประเภททรัพย์สิน) 2 ... 3 .... รวม 1 ให้ระบุประเภทกิจการที่รัฐต้องการสนับสนุนตามที่ระบุในพระราชกฤษฎีกาออกตาม
เป้าหมายที่ประกอบกิจการที่รัฐสนับสนุน 1 บริษัท A 2 บริษัท B 3 บริษัท C 4 ….. 2.2 การลงทุนในบริษัทอื่น 1 บริษัท D 2 …. 3 ….. 2.3 การลงทุนในสินทรัพย์อื่น 1 (ระบุประเภททรัพย์สิน) 2 ... 3 .... รวม 1 ให้ระบุ
requirements; and (b) allegations of non-compliance with the firm’s system of quality management. (c) conclusions drawn (d) deficiencies noted: type and frequency (e) remedial action proposed, including training
# C DJI28C2303C 7 Call Warrants on SAFE Issued by MACQ # D DJI28C2303D 7 Call Warrants on SAFE Issued by MACQ # E DJI28C2303E 7 Put Warrants on SAFE Issued by MACQ # A DJI28P2303A 7 Put Warrants on SAFE