Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality of financial report to ensure that public disclosure of financial report is accurate, transparent

follows: Protection of shareholders' right and fair treatment of shareholders Transparent and fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or

related party transactions? How are the transactions transparent, equitable, reasonable and beneficial to the shareholders? Disclosed information Last period transactions: Names of related party and their

being major shareholder of securities company.   Clause 9  Where it is evident that any securities company has major shareholder not approved either by disqualified characters in accordance with Clause 4