rules for the trading, clearing and settlement of securities must be approved by the SEC Board. In the case where there are adverse effects to the public or the economy, the SEC Board has the powers to
rules for the trading, clearing and settlement of securities must be approved by the SEC Board. In the case where there are adverse effects to the public or the economy, the SEC Board has the powers to
sector. Principles for prescription of paid-up registered capital Business Activities Paid-up Registered Capital Taking obligations and responsibilities in clearing & settlement systems 100 million baht
"}] [] [] [] [ 35/2566 ] Closed SEC Thailand’s public hearing on draft regulations regarding to the temporary rules of the derivatives exchange and derivatives clearing house. Starting Date 31/07/2023 - 30/08/2023
สร้างภาระเกินความจำเป็นต่อภาคธุรกิจ หลักการกำหนดทุนจดทะเบียนชำระแล้ว การประกอบธุรกิจ ทุนจดทะเบียนชำระแล้ว มีภาระความรับผิดชอบต่อระบบ clearing & settlement 100 ลบ.* มีการเก็บรักษาทรัพย์สินของลูกค้า
clearing and settlement system, or protecting and preserving benefit of customer. Clause 10 Provisions of Clause 3 and Clause 4 shall not be applicable to shareholding by major shareholder existing prior
, derivatives clearing house, the association of derivatives business operators, persons who fail to pay the fees specified under the Derivatives Act, directors and executives of the juristic persons above (under
essential systems needed to facilitate securities trading; 2.To undertake any business relating to the Securities Exchange, such as a clearing house, securities depository center, securities registrar
essential systems needed to facilitate securities trading; 2.To undertake any business relating to the Securities Exchange, such as a clearing house, securities depository center, securities registrar
Clearing and Settlement for Sound Development of Bond Market by Prasarn Trairatvorakul, Secretary-General, SEC Thailand, on The Third Asia Development Forum (Asia’s Future Economy, Bangkok, Thailand), June