tier, such person and every person ranked in the higher tier is included as “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager ". For
executive succeeding the manager [and every person holding the position equivalent to the fourth rank]" in more than one tier, such person and every person ranked in the higher tier is included as “person
be authorized by law; the contents shall be clear, practical and consistent with final-considered measure. 9. Conduct public consultation on the draft notification: This step ensures that the draft
- - - Registration with the Thai BMA - Required. Required. Ratings - Required (except for an offer for sale to II). Required. [1] For an offer for sale to HNW: only subordinated instruments classified as Tier 2
company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and
in the name of mutual fund as follows: 1. Provide clear guidelines for exercising of voting rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in
- Required (except for an offer for sale to II). Required. [1] For an offer for sale to HNW: only subordinated instruments classified as Tier 2 capital which have additional conditions that a write-down
sufficient information for investors to make an informed investment decision. Existing shareholders affected by dilution – the company must disclose clear and sufficient information in the notice calling
business, not having records of contravening or failing to comply with the criteria for offering securities in substantive matters. 1.3 Having obtained a clear resolution on approval for the capital