following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately
followings: SCE_Eng_p.17-32 10/29/04, 1:07 AM20 21 2.1 Support the role of the Thai Bond Dealing Centre (Thai BDC) as a strong self-regulatory organization, an effective information center of debt instruments
paid special attention to this issue by rolling out numerous initiatives to maintain staff in the organization, e.g., defining clear career paths, establishing attractive compensation plans that reflect
(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines
, and the organization structure of for the unit responsible for custody of private fund assets shall have a clear scope and shall not combined with other unit which will lead to conflict of interest
resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning capital market supervision is crucial and
from the water supply contract from subdistrict administrative organization in Tambon Mai- Khao ,Amphoe Thalang, Phuket with Hydro Enterprise & Aqua Design company Limited (HYDRO), subsidiary of GS in
, and our commitment to implementation consistent with our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage
our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage conflicts of interest and prioritise advancing the best
fiduciary responsibilities: 1. Adopt a clear written Investment Governance Policy 2. Properly prevent and manage conflicts of interest and prioritize advancing the best interest of clients. 3. Make informed