match the trades (matched order) without any justifiable purposes; (8) the client deposits a significant amount of cash with securities company without a clear order on how the money will be used for
clear order on how the money will be used for investment, or even when an order is made, the amount of money used in investment is immaterial compared to the deposited amount; (9) terms and conditions of
climate science, which serves as the basis of the present Taxonomy, is very clear: in order to achieve the goals of the Paris Agreement and, therefore, to avoid the catastrophic consequences of climate
resolution and order shall state clear reason therefor. If the office of the Chairman or a commission member is vacated prior to the expiration of the term of office, the Cabinet may appoint another person to
passed a resolution with at least two-thirds of all commissioners in cases of a commissioner, provided that the resolution and the order shall state clear reason therefor. If the office of the Chairman or
resolution and the order shall state clear reason therefor. 6 If the office of the Chairman or a commissioner is vacated prior to expiration of the term of office, the Cabinet may appoint another person to
order that an intermediary obligates to operate its businesses properly, fairly and in compliance with codes of conduct and professional standards and in order that an intermediary’s services are reliably
intermediary. “client” means a person who uses or will use services relating to securities businesses from a securities company or derivatives business from a derivatives intermediary. Clause 2 In order that an
of the unit where a person is located; (d) detailed work practices of each person and the unit where the person is located, as well as work practices in coordinating with other units in order to
coordinating with other units in order to achieve efficiency in the overall operation of the company. (4) have performance appraisal and personnel development in order to maintain staff’s professional competence