used to the benefit of the executives. The program must be administered by an intermediary, such as a securities company, to make it clear that an outside person who does not have access to internal
Board/CMSB/SEC Office before drafting the notification * 8. Draft the notification: Draft notifications shall be authorized by law; the contents shall be clear, practical and consistent with final
alternative. Investments through a mutual fund greatly benefit investors, especially retail investors, in that they can better diversify the investment risks, and receive professional services in monitoring and
alternative. Investments through a mutual fund greatly benefit investors, especially retail investors, in that they can better diversify the investment risks, and receive professional services in monitoring and
substantive matters. 1.3 Having obtained a clear resolution on approval for the capital increase and such resolution has been obtained for less than one year until the date of application. 1.4 In case of a
the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights in the name of mutual fund as follows: 1. Provide clear guidelines for exercising of voting
the mutual fund, the mutual fund management company shall comply with the rules to exercise the voting rights in the name of mutual fund as follows: 1. Provide clear guidelines for exercising of voting
affected by dilution – the company must disclose clear and sufficient information in the notice calling shareholders' meeting and the shareholders are granted the right to vote or to veto. Securities holders
growth of the company by providing opportunity for directors and employee to take part in the ownership of the business. Positive gains of the company will also benefit the shareholders. However, the
sanctions, namely: (1) a civil penalty; (2) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (3) a suspension of securities or derivatives