Microsoft Word - ACC-LT022_E_MDA-Y'1Y (provision) (RW).docx WIIK & HOEGLUND PUBLIC COMPANY LIMITED 90 CW Tower A T + 66 (2) 6128600 Business ID 0107538000151 35th Floor
Microsoft Word - ACC-LT022_T_MDA-Y'17 (provision) (RW).docx WIIK & HOEGLUND PUBLIC COMPANY LIMITED 90 CW Tower A T + 66 (2) 6128600 Business ID 0107538000151 35th Floor
underwriting securities that are not debt instruments. The provision of the first paragraph shall not apply to the underwriting of investment units. Clause 3. The provisions of Clause 4, Clause 5, Clause 6
securities companies in underwriting securities that are not debt instruments. The provision of the first paragraph shall not apply to the underwriting of investment units. Clause 3. The provisions of Clause 4
Employees’ Assets ___________________ Clause 19 The stipulation of rules or preventive measures against conflicts of interest related to employees’ investment in capital market products under Clause 18 (2) (d
repealed. Clause 2 In this Notification: “regulatory sandbox” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to capital
repealed. Clause 2 In this Notification: “regulatory sandbox” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to capital
Office; (2) allot the units to the subscriber under the rules in Clause 25/1, Clause 25/3, Clause 26, Clause 27, Clause 28 and Clause 29. The provision under (1) of Paragraph 1 shall not apply to the
Office; (2) allot the units to the subscriber under the rules in Clause 25/1, Clause 25/3, Clause 26, Clause 27, Clause 28 and Clause 29. The provision under (1) of Paragraph 1 shall not apply to the
the SEC Office to participate in a regulator sandbox. Clause 2 The provision of financial services under a regulatory sandbox of a person who is approved by the SEC Office under this Notification shall