borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15 Application for License to Undertake Business of Private Fund Management B.E. 2543(repealed No. 6 No. 14 and amended by
- Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending Business as Securities Business (SBL) ○ Prescription of Securities Finance Business as Securities
Dealing of Debt Securities Securities Borrowing & Lending Securities Financing Derivatives Broker Limited to Agriculture Product Derivatives List of Securities Businesses
judgments; ● Repeated complaints of the same matters that have already been clarified by the SEC, without new information or additional supporting evidence; ● Claim for damages or compensation or private
& Underwriter • Securities Borrowing & Lending • Thailand Securities Finance Corporation : TSFC Approved Personnel о Major Shareholders • SEC Act • Derivative Act о Executives • SEC Act
-sharing or leasehold contracts: suitable for public, non-transferable assets/ concession assets; investment through affiliates of an IFF*. * including lending to subsidiaries. Types of
/ embedded derivatives* /securitization. REIT assets can be collateralized. Encumbrances incurred in other cases shall only be for a normal commercial practice in that business or transactions. Lending to
(deposit taking & lending) ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ที่ กธ. 11/2561 เรื่อง การกำหนดลักษณะการให้บริการที่ไม่ถือเป็นการประกอบธุรกิจศูนย์ซื้อขายสินทรัพย์ดิจิทัล นายหน้าซื้อขาย