SEC initiated the regulatory guillotine scheme with the key objectives of streamlining procedures, processes and documents required to be submitted to SEC and revising or repealing the existing regulations to remain only those necessary and consistent with current situations. These efforts aim to strengthen business sectors’ competitiveness, and reduce operating costs of private sectors and burdens on private sectors and the public in line with the principles under Section 77 of the Const...
addition, the overall audit quality of auditors in the capital market continues on the upward trend as well, with 96 percent of the auditors approved by the SEC in 2021 receiving the Good to Very Good
ร่วมมือเพื่อร่วมผลักดันเศรษฐกิจหมุนเวียน (Circular Economy) ของธุรกิจในภาคตลาดทุนและภาคอุตสาหกรรมให้ประกอบธุรกิจอย่างมีความรับผิดชอบ คำนึงถึงสิ่งแวดล้อม สังคม และการมีธรรมาภิบาล พร้อมกันนี้ สมอ. ยัง
รวมถึงเรื่องเศรษฐกิจหมุนเวียน (Circular Economy) เมื่อวันที่ 12 ตุลาคม 2563 ณ สำนักงาน ก.ล.ต.บุคคลในภาพนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงาน ก.ล.ต.บุคคลในภาพนายวันชัย พนมชัย เลขาธิการ สำนักงาน
the form of outsourcing or partnership. In this regard, the partnership-based business operation guidelines must be improved from the SEC circular in this matter. SEC has therefore proposed issuance of
implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today
liable to offering for sale and giving trading service of digital tokens without license; however, the company’s public solicitation for investment in digital tokens still continues to be found.The
three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues. For unlicensed securities business operated by S
continues. In addition, his acts are also liable to operating derivatives business without license in contravention of Section 16, which is subject to the penalties under Section 125 of the Derivatives Act
landfill, increase the private companies’ plastic recycling through the recycle/upcycle process, and therefore improve a circular economy. The “Send Plastic Home” project was initiated with the support