Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
Fund Management) Circular Letter No. SEC (Wor) 24/2552 Re: Clarification for Understanding of Private Fund Management Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
MoU , Appendix B – I – SFC Circular , and AppendixB – II – SEC Circular . About HK-TH MRF (infographics) Further Information on HK-TH MRF Regulatory Summary
MRF. Please click here for the MoU , Appendix B – I – SFC Circular , and AppendixB – II – SEC Circular . About HK-TH MRF (infographics) Further Information on HK-TH MRF
Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund
, thereafter, regularly on a quarterly basis (within 30 days after the quarter-end date) Related Rules and Regulations Circular for Clarification No. NorJor(Wor) 9/2561 Re: Issuance of Notifications and