Offeror : CIMB BANK BERHAD | Date of submission of the Statement of Intention : 17/11/2008
Offeror : CIMB BANK BERHAD | Date of submission of the Statement of Intention : 01/12/2008
Offeror : CIMB BANK BERHAD | Date of submission of the Statement of Intention : 19/12/2008
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 27/02/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 15/03/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 04/07/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 19/07/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 25/07/2012
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
an employee of MTS Gold Futures Co., Ltd., effective from November 20, 2012.Following a report on {A} case filed by Sicco Securities PLC (presently CIMB Securities International (Thailand) PLC), the