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, Chairman and Chief Executive Officer, BlackRock [ 2 ] More than ever, investors are actively engaging with their portfolio companies on ESG issues as part of their fiduciary duty and also to protect the long
5ANNUAL REPORT 2014THE SECURITIES AND EXCHANGE COMMISSION In 2014, the SEC’s numerous achievements to promote, develop, and oversee the Thai capital market were possible with the cooperation from all
of Possible Contraventions of the SEC Act B.E. 2535 75 International Relations 79 The SECûs Financial Statements 96 Our Website (www.sec.or.th) APPENDICES SCE_Eng_p.1-16 10/29/04, 1:05 AM3 4 MESSAGE
Arbitration Procedures Investigation of Possible Contraventions of the SEC Act B.E. 2535 (1992), Procedure for Investigation, and Criminal Action Procedure Summary of Settlement and Legal Actions in the Year
and special investigation against possible contravention or malpractice ë Handle complaints against misconduct ë Set approval standards to ensure that related persons are fit and proper ë Set standards
, followed by Chief Inspector-General, Ministry of Finance, and Deputy Permanent Secretary for Finance before re-appointed as Director General, Fiscal Policy Office in 2010. Annual Report 2010 11
=10296 SEC chief shares vision for balancing the roles as regulator and developer of capital and digital asset markets At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon