Clusters and Their Financial Literacy 14.55: Investor Return – Mind the Gap 15.25: Break 15.35: Trigger Funds: Trick or Treat 16.15: Open Discussion Thai Investor Clusters and Their Financial Literacy Arnond
PowerPoint Presentation Trigger funds: Trick or Treat presented at SEC Working Papers Forum November 2015 Polpatt Vinaibodee Chatchai Thisadoldilok, CFA, FRM Research Department The views expressed
which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 92 In engaging in derivatives with clients, the derivatives dealer shall
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shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive or materially mislead the clients. 8 Clause 30 The derivatives broker shall put in
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of their rightful benefits or to deceive any person, shall be liable to imprisonment for a term not exceeding ten years or a fine