While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
According to public referrals, certain people are suspicious of, or solicited by, Tradenance Incorporation Limited. Its advertising materials published via websites and Facebook claim that highly advanced technologies from overseas can generate high returns for investors on a daily basis and even higher gains if the existing investors successfully solicit others to join the investment scheme. The public should be aware that Tradenance Incorporation Limited is not on the SEC approved li...
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
and Creative Businesses? Project focuses on companies having specified core businesses with value creation or value-added products and services, and incorporated not less than two years. They are
regulations on information disclosure of debt offerings for social development (social bond) and sustainability (sustainability bond), effective since 16 May 2019. These regulations have incorporated
incorporated companies in Thailand and other ASEAN members, simultaneously or in proximate period, under the ACMF framework. The issuers will be allowed to file with the SEC disclosure documents using ASEAN
บริหารธุรกิจศศินทร์แห่งจุฬาลงกรณ์มหาวิทยาลัย (ศศินทร์) และได้รับคุณวุฒิ Chartered Financial Analyst (CFA) และ Chartered Alternative Investment Analyst (CAIA) เคยดำรงตำแหน่งผู้อำนวยการฝ่ายจดทะเบียนหลักทรัพย์
Thai incorporated companies and foreign companies not listed on specified main board of foreign exchanges. The proposal aims at enhancing investor protection while pushing securities issuers to rectify