position; (6) Fees charged on the derivatives transaction. Clause 4. Derivatives broker must show in the evidence of margin call at least the information as set out under Clause 3(1) and (3) as well as the
case file and all relevant documents to the Office for filing. Chapter VII Arbitrator’s Fee and Other Expenses ________________________ Clause 32. The arbitrator’s fee shall be charged at a rate of two
charged on the derivatives transaction. Clause 4 A derivatives broker shall at the minimum include the information as set out under Clause 3(1) and (3) as well as the following information on the evidence
product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 In case of providing services to clients who are subject to the
investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 3 Repealed. Chapter 2 Specific Provisions related to Providing Services of Inbound Products Which Are
laws are domestic legislations or foreign legislations, : O Yes (please specify) For example, the date of accusation or prosecution ………………………. Being accused or charged of.………………………...………… Under law
securities company, and the methods of the custody of the client’s assets as well as the fee charged for custody of the client’s assets (if any). If the information under the first paragraph changes
) remuneration and charged expenses. In the case where service provider subcontracts the outsourced function to another party, the intermediary shall arrange to have a written contract which contains details
, conditions and procedures for terminating the contract or suspending operation [under such contract]; (4) remuneration and charged expenses. In the case where the service provider subcontracts the outsourced
, defraudation or corruption: O yes (please specify in detail) for example, the date of being accused or under criminal proceedings ……………………… being charged of.………………………...……………………… ………………………………………………………………… by