securities via her nominee's securities account but failed to prepare and disclose report on changing in her holding (Form 59-2) to the SEC Office within the period specified in the notification of the
securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the notification of the
COL securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the
Mr. Woraphant Chontong On 16 January 2018, Mr. Woraphant Chontong, a director, executive director and senior executive vice president of financial and administration division of Sino-Thai
Bitazza Company Limited Bitazza Company Limited (?Bitazza?), a digital asset broker, had duties to submit a financial statement for the year 2020 to SEC office and notify the financial statement on
Mr. Sittilarp Subsakon On September 10, 2020, Mr. Sittilarp Subsakon while being the director of Tipco Asphalt Public Company Limited (“TASCO”) sold his TASCO shares through other person’s securities
FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD. FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD. ("FINANCIAL LINK ") had duties to prepare and submit On-Going Capital
Bitazza Company Limited Bitazza Company Limited (“Bitazza”), a digital asset broker, had duties to submit a financial statement for the year 2020 to SEC office and notify the financial statement on
Thaicredit Retail Bank Public Company Limited Thaicredit Retail Bank Public Company Limited (“TCR”) failed to prepare and submit the report on the results of the Exercise of warrant to the SEC
submitted the inaccurate report on maintenance of capital for the period of July to December of 2021 and for the period of January to June of 2022 through the SEC Office. Later, the rectified report on