Professionals Regulations SHARE : Detail Content Market Professionals Financial advisor Appraisers I CO portal Fundraising Market Professionals Financial Advisor Appraiser ICO Portal Financial Reporting
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
Companies Report Forms Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Securities Business Derivatives Business 1. Securities brokerage 1
an offer for sale of REIT units A REIT Manager (RM) has the duty to file an application for offer for sale of units. A Financial Advisor (FA)* is required to jointly submit the application and
Transactions Via an ICO Portal Financial Advisor Appraiser ICO Portal SHARE : For More Information ContactUs Corporate Finance Department –Equity 1-2 Fund Raising Policy Department Tel.+66-2263-6093 Was this
of accessing inside information; (3) Any person who is able to know inside information by performing duties as auditor, financial advisor, legal advisor, asset appraiser or any other person whose
Securities Dealer о Derivatives Dealer • Advisor о Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer
, securities business operator, derivatives business operator, financial advisor, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business