The Securities and Exchange Commission (SEC) has considered it is appropriate to change the substitution holiday for New Year’s Day from 2 January 2024 to 29 December 2023, and to confirm that 30
Bangkok, 6 January 2021 – This is with reference to the Cabinet’s resolution on 29 December 2020, approving additional public holidays and deferring the substitution holiday for Chulalongkorn Day
Bangkok, 17 August 2020 – With reference to the Cabinet’s resolution on 13 August 2020, approving (additional) substitution holidays for Songkran Festival 2020 to be 4 and 7 September 2020, the SEC
January New Year’s Day 2. Tuesday 2 January Substitution for New Year’s Eve (Sunday, 31 December 2023) 3. Monday 26 February Substitution for Makha Bucha Day (Saturday, 24 February 2024) 4
of the holidays during the above mentioned period. The substitution holiday(s) will be announced in due course.
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
linked to law relating to trade associations. In substitution for the revoked provisions, new provisions will be proposed to accommodate the formation and operation of SROs as well as organizations of
substitution for trading orders sent by clients from trading room only.Failure to record the securities trading orders is in violation of Clause 20(3) while inappropriate submission of trading order form (Form
urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific
, for example, has changed significantly recently. Since last December, SEC has informed SET to monitor the trading activities of such shares closely to protect investors and prevent distortion of the