Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement
Mrs. Chatkaew Gajaseni During September 3, 2018 - November 29, 2018, Mrs. Chatkaew Gajaseni, a director and executive director of PTG Energy Public Company Limited (PTG) changed her holding of PTG
report of the net capital to the office of Securities and Exchange Commission of AEC Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to
Engineering and Construction Public Company Limited (STEC) changed his holding of STEC securities but failed to prepare and disclose report on change in his holding to the SEC Office within the period
Mrs. Chantip Vanich Between December 27, 2017 and August 24, 2018, Mrs. Chantip Vanich, a director of Univanich Palm Oil Public Company Limited (UVAN) changed her holding of UVAN securities but
Mr.Pongsak Lothongkam Between December 13, 2016 and December 26, 2018, Mr.Pongsak Lothongkam , a director, chief executive director and managing director of SVI Public Company Limited (SVI) changed
Mr. Kraisorn Chansiri Between October 18, 2017 and January 3, 2018, Mr. Kraisorn Chansiri, a chairman of Thai Union Group Public Company Limited (TU) changed his holding of TU securities via his
Mr. Chuan Tangchansiri Between July 6, 2017 and June 17, 2019, Mr. Chuan Tangchansiri, a director of Thai Union Group Public Company Limited (TU) changed his holding of TU securities via his
Mr. Roongroj Saengsastra Between January 2, 2019 and November 22, 2019, Mr. Roongroj Saengsastra, a Director of The Royal Ceramic Industry Public Company Limited (“RCI”) changed his holding of
Mr.Viboon Wadcharasurang Between May 10, 2018 and November 15, 2019, Mr.Viboon Wadcharasurang, a Chief Director of The Royal Ceramic Industry Public Company Limited (“RCI”) changed his holding of